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Regulatory Compliance Law - Building a Defensible Program
Sector:
Cross-Industry – Regulatory Compliance
Technical Focus Area:
Regulatory & Compliance Law
Modular Syllabus
About the Course
This course provides practical training in regulatory compliance law, covering how legal teams design compliance programs that can withstand regulatory scrutiny across evolving requirements. It is designed for legal and compliance professionals responsible for regulatory risk management.
Participants examine compliance program elements, regulatory relationship management, and enforcement response strategies, building the practical skills needed to defend a compliance program's design and operation. Case examples illustrate enforcement trends and lessons learned from compliance failures.
Learning Milestones
By the end of this course, participants will be able to:
- Design a defensible regulatory compliance program.
- Assess regulatory risk across business activities.
- Manage relationships with regulatory authorities.
- Support responses to regulatory investigations.
- Evaluate compliance program effectiveness.
- Advise the board on regulatory compliance risk.
Professional Audience
This course is ideal for legal and compliance professionals responsible for regulatory risk, including:
- In-house counsel
- Compliance officers and managers
- Risk management professionals
- Internal auditors
- Executives overseeing regulatory relationships
Regulatory Compliance Law Fundamentals
- Regulatory compliance legal framework overview
- Sources of regulatory obligation
- Regulatory versus contractual compliance
- Consequences of regulatory non-compliance
- Regulatory compliance program maturity models
Course Dates & Prices
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