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Legal Aspects of Corporate Finance and Capital Raising Course
Sector:
Corporate Legal – Corporate Law
Technical Focus Area:
Corporate & Commercial Law
Modular Syllabus
About the Course
This course provides practical training in the legal aspects of corporate finance and capital raising, covering how securities law and financing documentation shape debt and equity fundraising transactions. It is designed for legal and finance professionals supporting capital-raising activity.
Participants examine securities law disclosure requirements, financing documentation, and regulatory approval processes, building the practical skills needed to support a capital raise from planning through closing. Case examples illustrate legal issues that arise during financing transactions.
Learning Milestones
By the end of this course, participants will be able to:
- Explain securities law disclosure requirements for capital raising.
- Interpret key financing documentation provisions.
- Support regulatory approval processes for capital transactions.
- Identify legal risks in debt and equity financing structures.
- Coordinate legal workstreams during a capital raise.
- Advise on legal considerations for different financing instruments.
Professional Audience
This course is ideal for professionals supporting corporate finance and capital raising, including:
- In-house counsel
- Corporate finance and treasury professionals
- Investor relations professionals
- Company secretaries
- Finance professionals supporting fundraising
Securities Law Fundamentals
- Securities law framework overview
- Public versus private offering distinctions
- Prospectus and disclosure requirements
- Exemptions from securities regulation
- Consequences of securities law non-compliance
Course Dates & Prices
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